| Ticker: | HFCGX |
| Manager: | Neil Hennessy |
| Manager Since: | 07/00 |
| NAV (05/17/2013): | 14.55 |
| Objective: | Equity - Small Cap |
| Peer: | SC GW |
| Net Assets ($mil): | 265.60 |
| Inception: | 11/29/1996 |
HFCGX : Description
The fund was incepted in November 1996 and is managed by Hennessy Advisors, Inc. The fund seeks long-term growth of capital. The fund invests in foreign securities and American Depository Receipts. The fund invests in securities of foreign issuers. The fund invests in ADRs through both sponsored and unsponsored arrangements. Dividends and capital gains (if any) are distributed annually, usually in November or December of each year.
HFCGX : Composition - 05/13
| Stocks | 93.94% |
| Foreign Stocks | 0.22% |
| Cash | 4.28% |
| Bonds | 0.00% |
| Foreign Bonds | 0.00% |
| Preferred | 0.00% |
| Convertible | 0.00% |
| Other | 1.78% |
| Foreign Hedged | 0.00% |
HFCGX : Style Analysis - 05/13
| Large Growth | 0.00% |
| Large Value | 15.22% |
| Small Growth | 34.49% |
| Small Value | 12.56% |
| Foreign Stock | 0.00% |
| Emerging Market | 0.00% |
| Precious Metals | 0.00% |
| Intermediate Bond | 0.00% |
| High Yield Bond | 0.00% |
| Foreign Bond | 27.68% |
HFCGX : Risk Analysis
| Beta v. S&P 500 | 2.03 |
| Beta v. EAFE | -0.48 |
| Beta v. Barclays Agg Bond | 0.48 |
| Alpha 3 Yr | -6.77 |
| Alpha 5 Yr | -3.77 |
| R-Sq 3 Yr | 0.77 |
| R-Sq 5 Yr | 0.74 |
| Std Dev 3 Yr | 24.38 |
| Std Dev 5 Yr | 25.14 |
| Sharpe 3 Yr | 0.50 |
| Sharpe 5 Yr | 0.15 |
HFCGX : Fees
| Expense Ratio | 1.34 |
| % Max Load | NA |
| % Min Load | NA |
| % Deferred Load | NA |
| % Redemption | NA |
| % Max 12 B1 Fee | 0.00 |
| % Max Mgt Fee | 0.74 |
HFCGX : Purchase Choices:
| Min Initial Investment | 2500 |
| Min Subsequent Investment | 0 |
HFCGX : Returns Analysis - Annual
| 2003 | 2004 | 2005 | 2006 | 2007 | 2008 | 2009 | 2010 | 2011 | 2012 | YTD | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NAV ($) | 19.35 | 18.43 | 19.36 | 18.22 | 15.54 | 8.75 | 9.65 | 10.76 | 9.60 | 12.51 | 14.55 |
| Total Return (%) | 45.81 | 16.66 | 11.95 | 10.41 | -2.18 | -43.69 | 10.28 | 11.50 | -10.78 | 30.31 | 10.63 |
| Annual Dividend Yield (%) | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Relative Performance | |||||||||||
| Rel Performance-S&P500(%) | 171.27 | 57.96 | 70.64 | -53.79 | -76.76 | -66.86 | -161.35 | -35.62 | -128.79 | 143.20 | -21.11 |
| Rel Performance-Obj.Ret.(%) | 32.31 | 9.82 | 55.82 | -26.77 | -48.52 | -57.63 | -224.53 | -133.68 | -65.38 | 161.31 | -4.54 |
| Ret.Quintile vs Obj(1 is best) | 2 | 3 | 1 | 4 | 4 | 5 | 5 | 5 | 5 | 1 | 4 |
| Turnover, Yields, and Gains | |||||||||||
| Fund Assets Net($mil) | 914 | 866 | 934 | 1,251 | 990 | 313 | 229 | 207 | 184 | 266 | 266 |
| Annual Turnover (%) | 70.33 | 106.97 | 177.50 | 90.44 | 96.56 | 103.00 | 108.00 | 103.00 | 106.00 | 90.00 | 0.00 |
| Annual Dividend Paid ($) | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Annual Capital Gains Paid($) | 0.00 | 3.88 | 1.23 | 3.11 | 2.24 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
HFCGX : Returns Analysis - Trailing Total Return
| 1 Month | 3 Month | 6 Month | YTD | 1 Year | 3 Year | 5 Year | 10 Year | 15 Year | 20 Year | |
|---|---|---|---|---|---|---|---|---|---|---|
| Total Return (through 05/13) | -2.60% | 3.59% | 11.79% | 10.63% | 17.09% | 9.30% | 0.81% | 5.70% | 6.28% | NA |
| Ret. Percentile vs. Obj. (1 is best) | 94 | 79 | 86 | 67 | 28 | 73 | 97 | 98 | 55 | NA |
HFCGX : Stock Portfolio Snapshot - 05/13
| Average Price/Earnings | 22.05 |
| Average Price/Book | 3.20 |
| Average EPS Growth | 10.23 |
| Average Market Value | 4,797.00 |
HFCGX : Stock Sector Breakout - 05/13
HFCGX : Top Holdings - 05/13
| Name | Weight | Shares |
|---|---|---|
| AMERICAN VANGUARD CORP | 3.60 | 305,300 |
| CAMBREX | 2.80 | 702,200 |
| SUSSER HOLDINGS | 2.34 | 196,800 |
| LITHIA MOTORS INC CL A | 2.25 | 199,300 |
| METROPOLITAN HEALTH NETWORKS | 2.07 | 574,614 |
| PAPA JOHNS INTL INC | 2.11 | 119,900 |
| DXP ENTERPRISES | 2.09 | 128,300 |
| PIER 1 IMPORTS | 2.08 | 309,100 |
| NEWMARKET CORP | 2.23 | 24,900 |