HWAAX : HOTCHKIS AND WILEY VALUE OPPS A

 
2
 
 
 

ZACKS RANK: 2 - BUY

Ticker: HWAAX
Manager: George H. Davis Jr.
Manager Since: 12/02
NAV (04/18/2014): 28.26
Objective: Equity - Growth
Peer: GR VL
Net Assets ($mil): 142.46
Inception: 12/31/2002
HWAAX : Description

The fund was incepted in December 2002 and is managed by Hotchkis and Wiley Capital Management, LLC. The fund seeks capital appreciation. The fund invests in a small number of small and mid-sized companies, including investing in IPOs in order to capitalized on investments that it considers to be undervalued. The fund may invest up to 20% of its assets in foreign securities. Dividends and capital gains (if any) are distributed annually.

HWAAX : Composition - 04/14
Stocks 94.38%
Foreign Stocks 15.96%
Cash 0.14%
Bonds 2.15%
Foreign Bonds 0.00%
Preferred 0.82%
Convertible 0.00%
Other 2.50%
Foreign Hedged 0.00%
Composition Horizontal Bar Chart
HWAAX : Style Analysis - 04/14
Large Growth 0.00%
Large Value 75.70%
Small Growth 0.00%
Small Value 0.00%
Foreign Stock 0.00%
Emerging Market 0.00%
Precious Metals 0.00%
Intermediate Bond 0.00%
High Yield Bond 0.00%
Foreign Bond 0.00%
Style Analysis Horizontal Bar Chart
HWAAX : Risk Analysis
Beta v. S&P 500 1.04
Beta v. EAFE 0.10
Beta v. Barclays Agg Bond -0.69
Alpha 3 Yr -0.58
Alpha 5 Yr 4.61
R-Sq 3 Yr 0.84
R-Sq 5 Yr 0.81
Std Dev 3 Yr 16.29
Std Dev 5 Yr 19.84
Sharpe 3 Yr 1.11
Sharpe 5 Yr 1.76
HWAAX : Fees
Expense Ratio 1.25
% Max Load 5.25
% Min Load 0.00
% Deferred Load NA
% Redemption NA
% Max 12 B1 Fee 0.25
% Max Mgt Fee 0.75
HWAAX : Purchase Choices:
Min Initial Investment 2500
Min Subsequent Investment 100
HWAAX : Returns Analysis - Annual

Line chart

  2004200520062007200820092010201120122013YTD
NAV ($) 19.6419.9719.9115.739.0214.6719.5417.6221.4927.6328.26
Total Return (%) 16.386.338.26-11.53-42.2465.4734.53-6.8929.2637.443.07
Annual Dividend Yield (%) 0.070.990.040.120.671.630.910.431.370.570.56
Relative Performance
Rel Performance-S&P500(%) 55.1514.48-75.36-170.31-52.35390.56194.72-89.96132.7550.6212.77
Rel Performance-Obj.Ret.(%) 58.63-43.83-24.41-196.40-31.16336.49177.36-38.65149.9267.4115.98
Ret.Quintile vs Obj(1 is best) 13454115111
Turnover, Yields, and Gains
Fund Assets Net($mil) 5711372331018232449142142
Annual Turnover (%) 21.0039.0073.0053.00119.00210.00166.00137.00123.0098.000.00
Annual Dividend Paid ($) 0.010.210.010.020.060.250.180.080.320.170.00
Annual Capital Gains Paid($) 0.060.681.701.890.000.000.000.470.941.620.00
HWAAX : Returns Analysis - Trailing Total Return
  1 Month 3 Month 6 Month YTD 1 Year 3 Year 5 Year 10 Year 15 Year 20 Year
Total Return (through 04/14) 2.07% 3.07% 14.93% 3.07% 24.72% 16.61% 32.48% 9.49% NA NA
Ret. Percentile vs. Obj. (1 is best) 7 15 3 15 24 3 1 11 NA NA
HWAAX : Stock Portfolio Snapshot - 04/14
Average Price/Earnings 17.88
Average Price/Book 3.26
Average EPS Growth 11.54
Average Market Value 96,807.00
HWAAX : Stock Sector Breakout - 04/14
Stock Sector Breakout
HWAAX : Top Holdings - 04/14
Name Weight Shares
AMERICAN INTERNATIONAL GROUP 8.93 580,000
ROYAL BANK OF SCOTLAND GROUP 7.95 6,372,300
MASONITE INTERNATIONAL CORPO 7.71 426,100
JPMORGAN CHASE & CO 4.91 278,300
BAYERISCHE MOTOREN WERKE AG 3.19 123,800
CITIGROUP INC 4.48 285,000
WELLS FARGO & CO 3.96 289,600
ORACLE CORP 3.76 326,100
BANK OF AMERICA CORP 4.82 1,026,100