| Ticker: | HWMIX |
| Manager: | Team Managed |
| Manager Since: | NA |
| NAV (05/17/2013): | 35.38 |
| Objective: | Equity - Small Cap |
| Peer: | SC MV |
| Net Assets ($mil): | 1162.58 |
| Inception: | 01/02/1997 |
HWMIX : Description
The fund was incepted in January 1997 and is managed by Hotchkis and Wiley Capital Management, LLC. The fund seeks capital appreciation. The fund invests at least 80% of its net assets plus borrowings for investment purposes in common stocks of mid capitalization U.S. companies. The advisor currently considers mid-cap companies to be those with market capitalizations like those found in the Russell Midcap Index. The fund pays dividends and capital gains annually.
HWMIX : Composition - 05/13
| Stocks | 94.86% |
| Foreign Stocks | 5.01% |
| Cash | 5.10% |
| Bonds | 0.00% |
| Foreign Bonds | 0.00% |
| Preferred | 0.00% |
| Convertible | 1.35% |
| Other | -1.30% |
| Foreign Hedged | 0.00% |
HWMIX : Style Analysis - 05/13
| Large Growth | 0.00% |
| Large Value | 58.76% |
| Small Growth | 0.00% |
| Small Value | 22.93% |
| Foreign Stock | 0.00% |
| Emerging Market | 8.36% |
| Precious Metals | 0.00% |
| Intermediate Bond | 0.00% |
| High Yield Bond | 0.00% |
| Foreign Bond | 0.00% |
HWMIX : Risk Analysis
| Beta v. S&P 500 | 1.45 |
| Beta v. EAFE | -0.02 |
| Beta v. Barclays Agg Bond | -1.25 |
| Alpha 3 Yr | -1.74 |
| Alpha 5 Yr | 5.26 |
| R-Sq 3 Yr | 0.90 |
| R-Sq 5 Yr | 0.90 |
| Std Dev 3 Yr | 24.07 |
| Std Dev 5 Yr | 29.16 |
| Sharpe 3 Yr | 0.82 |
| Sharpe 5 Yr | 0.54 |
HWMIX : Fees
| Expense Ratio | 1.07 |
| % Max Load | NA |
| % Min Load | NA |
| % Deferred Load | NA |
| % Redemption | NA |
| % Max 12 B1 Fee | 0.00 |
| % Max Mgt Fee | 0.75 |
HWMIX : Purchase Choices:
| Min Initial Investment | 1000000 |
| Min Subsequent Investment | 100 |
HWMIX : Returns Analysis - Annual
| 2003 | 2004 | 2005 | 2006 | 2007 | 2008 | 2009 | 2010 | 2011 | 2012 | YTD | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NAV ($) | 22.52 | 27.29 | 28.20 | 29.85 | 20.49 | 11.54 | 17.90 | 23.98 | 21.90 | 28.58 | 35.38 |
| Total Return (%) | 55.54 | 25.35 | 10.74 | 16.58 | -16.98 | -43.02 | 56.49 | 34.40 | -8.60 | 31.09 | 17.46 |
| Annual Dividend Yield (%) | 0.32 | 0.24 | 0.39 | 0.04 | 0.76 | 0.73 | 0.83 | 0.30 | 0.06 | 0.41 | 0.35 |
| Relative Performance | |||||||||||
| Rel Performance-S&P500(%) | 268.54 | 144.82 | 58.54 | 7.87 | -224.80 | -60.21 | 300.69 | 193.44 | -107.03 | 150.99 | 47.17 |
| Rel Performance-Obj.Ret.(%) | 129.58 | 96.68 | 43.72 | 34.89 | -196.56 | -50.98 | 237.51 | 95.38 | -43.62 | 169.10 | 63.74 |
| Ret.Quintile vs Obj(1 is best) | 1 | 1 | 2 | 2 | 5 | 4 | 1 | 1 | 5 | 1 | 1 |
| Turnover, Yields, and Gains | |||||||||||
| Fund Assets Net($mil) | 438 | 1,703 | 2,719 | 3,234 | 2,177 | 921 | 1,021 | 1,022 | 901 | 1,163 | 1,163 |
| Annual Turnover (%) | 81.00 | 25.00 | 22.00 | 55.00 | 45.00 | 51.00 | 85.00 | 67.00 | 62.00 | 72.00 | 0.00 |
| Annual Dividend Paid ($) | 0.07 | 0.07 | 0.12 | 0.01 | 0.19 | 0.09 | 0.15 | 0.07 | 0.01 | 0.12 | 0.00 |
| Annual Capital Gains Paid($) | 0.32 | 0.84 | 1.90 | 3.02 | 4.15 | 0.04 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
HWMIX : Returns Analysis - Trailing Total Return
| 1 Month | 3 Month | 6 Month | YTD | 1 Year | 3 Year | 5 Year | 10 Year | 15 Year | 20 Year | |
|---|---|---|---|---|---|---|---|---|---|---|
| Total Return (through 05/13) | 0.06% | 8.60% | 23.16% | 17.46% | 27.83% | 16.58% | 11.41% | 12.86% | 11.50% | NA |
| Ret. Percentile vs. Obj. (1 is best) | 24 | 1 | 1 | 1 | 1 | 2 | 2 | 3 | 1 | NA |
HWMIX : Stock Portfolio Snapshot - 05/13
| Average Price/Earnings | 17.26 |
| Average Price/Book | 2.66 |
| Average EPS Growth | 9.90 |
| Average Market Value | 6,013.00 |
HWMIX : Stock Sector Breakout - 05/13
HWMIX : Top Holdings - 05/13
| Name | Weight | Shares |
|---|---|---|
| VALASSIS COMMUNICATIONS | 4.82 | 2,640,100 |
| COBALT ENERGY LTD | 4.05 | 2,329,300 |
| UNUM GROUP | 3.91 | 2,651,000 |
| NRG ENERGY INC | 3.78 | 2,322,900 |
| REGIONS FINANCIAL CORP | 3.05 | 6,046,400 |
| CON WAY INC | 3.43 | 1,744,200 |
| H & R BLOCK INC | 3.34 | 2,541,700 |
| INTERPUBLIC GROUP CO INC | 3.20 | 4,108,500 |
| SUNTRUST BANKS INC | 3.51 | 1,747,400 |