| Ticker: | PASMX |
| Manager: | George A. Henning |
| Manager Since: | 02/93 |
| NAV (05/22/2013): | 49.55 |
| Objective: | Equity - Small Cap |
| Peer: | SC SV |
| Net Assets ($mil): | 85.61 |
| Inception: | 02/08/1993 |
PASMX : Description
The fund was incepted in February 1993 and is managed by Pacific Global Investment Management Company. The fund seeks capital appreciation through investment in small market capitalization companies. The fund invests at least 80% of its assets in small market capitalization companies (i.e., companies with market capitalizations of up to $1.5 billion). The fund generally invests a significant proportion of its assets in companies with market capitalizations under $500 million, which are often referred to as ''micro-cap stocks''. Dividends and capital gains are distributed annually.
PASMX : Composition - 05/13
| Stocks | 100.40% |
| Foreign Stocks | 0.00% |
| Cash | 0.00% |
| Bonds | 0.00% |
| Foreign Bonds | 0.00% |
| Preferred | 0.00% |
| Convertible | 0.00% |
| Other | -0.40% |
| Foreign Hedged | 0.00% |
PASMX : Style Analysis - 05/13
| Large Growth | 0.00% |
| Large Value | 0.00% |
| Small Growth | 56.16% |
| Small Value | 29.89% |
| Foreign Stock | 0.00% |
| Emerging Market | 0.00% |
| Precious Metals | 2.73% |
| Intermediate Bond | 0.00% |
| High Yield Bond | 0.00% |
| Foreign Bond | 0.00% |
PASMX : Risk Analysis
| Beta v. S&P 500 | 1.86 |
| Beta v. EAFE | -0.28 |
| Beta v. Barclays Agg Bond | -1.45 |
| Alpha 3 Yr | -3.46 |
| Alpha 5 Yr | 1.43 |
| R-Sq 3 Yr | 0.82 |
| R-Sq 5 Yr | 0.81 |
| Std Dev 3 Yr | 27.04 |
| Std Dev 5 Yr | 33.11 |
| Sharpe 3 Yr | 0.71 |
| Sharpe 5 Yr | 0.38 |
PASMX : Fees
| Expense Ratio | 2.71 |
| % Max Load | 5.75 |
| % Min Load | 0.00 |
| % Deferred Load | NA |
| % Redemption | 2.00 |
| % Max 12 B1 Fee | 0.25 |
| % Max Mgt Fee | 0.75 |
PASMX : Purchase Choices:
| Min Initial Investment | 1000 |
| Min Subsequent Investment | 25 |
PASMX : Returns Analysis - Annual
| 2003 | 2004 | 2005 | 2006 | 2007 | 2008 | 2009 | 2010 | 2011 | 2012 | YTD | |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NAV ($) | 18.77 | 25.47 | 25.73 | 33.52 | 34.70 | 19.20 | 26.37 | 31.68 | 34.42 | 38.50 | 49.55 |
| Total Return (%) | 83.20 | 36.60 | 1.02 | 35.37 | 6.10 | -43.55 | 37.34 | 20.13 | 8.64 | 11.85 | 19.63 |
| Annual Dividend Yield (%) | 0.00 | 0.00 | 0.00 | 3.40 | 2.37 | 1.75 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Relative Performance | |||||||||||
| Rel Performance-S&P500(%) | 545.14 | 257.34 | -38.70 | 195.74 | 6.10 | -65.43 | 109.23 | 50.73 | 65.50 | -41.39 | 68.93 |
| Rel Performance-Obj.Ret.(%) | 406.18 | 209.20 | -53.52 | 222.76 | 34.34 | -56.20 | 46.05 | -47.33 | 128.91 | -23.28 | 85.50 |
| Ret.Quintile vs Obj(1 is best) | 1 | 1 | 5 | 1 | 2 | 4 | 2 | 5 | 1 | 4 | 1 |
| Turnover, Yields, and Gains | |||||||||||
| Fund Assets Net($mil) | 9 | 17 | 14 | 63 | 113 | 88 | 117 | 93 | 88 | 86 | 86 |
| Annual Turnover (%) | 23.39 | 18.16 | 53.52 | 19.74 | 15.02 | 23.00 | 17.00 | 9.00 | 9.00 | 12.00 | 0.00 |
| Annual Dividend Paid ($) | 0.00 | 0.00 | 0.00 | 1.21 | 0.87 | 0.35 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
| Annual Capital Gains Paid($) | 0.13 | 0.17 | 0.00 | 0.08 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 |
PASMX : Returns Analysis - Trailing Total Return
| 1 Month | 3 Month | 6 Month | YTD | 1 Year | 3 Year | 5 Year | 10 Year | 15 Year | 20 Year | |
|---|---|---|---|---|---|---|---|---|---|---|
| Total Return (through 05/13) | -3.19% | 7.09% | 25.64% | 19.63% | 17.80% | 15.36% | 6.79% | 17.59% | 7.36% | 10.34% |
| Ret. Percentile vs. Obj. (1 is best) | 98 | 10 | 1 | 1 | 23 | 6 | 46 | 1 | 35 | 42 |
PASMX : Stock Portfolio Snapshot - 05/13
| Average Price/Earnings | 18.46 |
| Average Price/Book | 2.40 |
| Average EPS Growth | 8.42 |
| Average Market Value | 972.00 |
PASMX : Stock Sector Breakout - 05/13
PASMX : Top Holdings - 05/13
| Name | Weight | Shares |
|---|---|---|
| SAIA | 4.95 | 198,000 |
| KIRBY CORP | 4.88 | 73,000 |
| CONN'S INC | 4.81 | 145,000 |
| SONIC AUTOMOTIVE INC CLASS A | 4.74 | 210,000 |
| TEAM INC | 4.28 | 104,000 |
| RUSH ENTERPRISES INC CLS B | 4.58 | 205,000 |
| TAL INTERNATIONAL GROUP | 4.52 | 115,000 |
| GENTHERM INC | 4.31 | 300,000 |
| DXP ENTERPRISES | 4.61 | 87,000 |