Hotchkis And Wiley Mid Cap Value: (MF: HWMIX)
NAV
$35.39
NAV Day Change
0.24 (0.68%)
Jun 17 06:05 PM ET
General Information As Of 04/30/13
| %Yield | 0.35 |
| %SEC Yield | NA |
| %YTD Return (as of 04/30/13) | 17.46 |
| Objective* | Equity - Small Cap |
| Peer* | SC MV |
Portfolio Statistics
| %Unrealized Gain YTD | -4.36 |
| Net Assets (Mil $) 04/30/2013 | 1,162.58 |
| %Turnover 04/30/2013 | 72.00 |
Fees
| %Max Sales Load | NA |
| %Min Sales Load | NA |
| %Max Deferred Load | NA |
Expenses
| %Max 12b-1 Fee | 0.00 |
| %Max Management Fee | 0.75 |
| Redemption Fee | NA |
| Expense Ratio | 1.07 |
Allocation
| Large Growth | 0.00 |
| Large Value | 58.76 |
| Small Growth | 0.00 |
| Small Value | 22.93 |
| Foreign Stock | 0.00 |
| Emerging Market | 8.36 |
| Precious Metal | 0.00 |
| Intermediate Bond | 0.00 |
| Foreign Bond | 0.00 |
| High Yield Bond | 0.00 |
Portfolio Information
Composition
| As of 12/31/2012 | %of Net Assets |
| Stock | 94.86 |
| Cash | 5.10 |
| Bonds | 0.00 |
| Preferred | 0.00 |
| Convertibles | 1.35 |
| Foreign Stock | 5.01 |
| Foreign Bonds | 0.00 |
| Hedge | 0.00 |
| Other | -1.30 |
Sector / Country Weightings
| As of 04/30/2013 | % of Portfolio |
|---|---|
| Finance | 27.06 |
| Services | 16.82 |
| Other | 10.50 |
| Retail Trade | 9.87 |
| Technology | 8.70 |
| Industrial Cyclical | 8.14 |
| Utilities | 8.05 |
| Consumer Durables | 7.34 |
| Energy | 1.84 |
| Non-Durable | 0.91 |
| Health | 0.77 |
Portfolio Holdings
| Top Equity Holdings (As of 12/31/2012) | % of Portfolio | Value (Mil$) |
|---|---|---|
| VALASSIS COMMUNICATIONS | 4.82 | 68.06 |
| COBALT ENERGY LTD | 4.05 | 57.21 |
| UNUM GROUP | 3.91 | 55.19 |
| NRG ENERGY INC | 3.78 | 53.40 |
| SUNTRUST BANKS INC | 3.51 | 49.54 |
| CON WAY INC | 3.43 | 48.52 |
| H & R BLOCK INC | 3.34 | 47.20 |
| INTERPUBLIC GROUP CO INC | 3.20 | 45.28 |
| REGIONS FINANCIAL CORP | 3.05 | 43.05 |
Contact Information
| Family | Hotchkis&Wiley |
| Addrerss | 725 S. Figueroa St., 39th Fl Los Angeles, CA 90017 |
| Phone | 800 796-5606 |
Zacks Premium Research
Zacks Mutual Fund Rank: 1 - Strong Buy 
| #1 |
Fund Description
The fund was incepted in January 1997 and is managed by Hotchkis and Wiley Capital Management, LLC. The fund seeks capital appreciation. The fund invests at least 80% of its net assets plus borrowings for investment purposes in common stocks of mid capitalization U.S. companies. The advisor currently considers mid-cap companies to be those with market capitalizations like those found in the Russell Midcap Index. The fund pays dividends and capital gains annually.
Stock Holding % of Net Assets
| As Of | 12/31/2012 |
| Total Issues | 60 |
| Avg. P/E | 17.26 |
| Avg. P/Book | 2.66 |
| Avg. EPS Growth | 9.9 |
| Avg. Market Value (Mil $) | 6,013 |
Risk
| 3 Year | 5 Year | 10 Year | |
|---|---|---|---|
| Beta | 1.52 | 1.46 | 1.44 |
| Alpha | -1.74 | 5.26 | 3.43 |
| R Squared | 0.90 | 0.90 | 0.86 |
| Std. Dev. | 24.07 | 29.16 | 22.91 |
| Sharpe | 0.82 | 0.54 | 3.00 |
Shareholder Information
| Manager | Team Managed |
| Since | NA |
| Manager Rating | NA |
| Inception Date | 01/02/1997 |
| Shareholders | NA |
| Dividends Paid | A |
| Minimum Initial Investment | $1,000,000 |
| Minimum Subsequent Investment | $100 |
| IRA Minimum | $0 |
| IRA Available | Y | Check Writing | N | Phone Invest | Y |
| Phone Exchange | Y | Phone Redeem | Y | Auto Invest | Y |
| Wire Redeem | N | Wire Fee | N | Wire Transfer | N |
